Dougherty Funding LLC Innovative Financial Solutions Nationwide

Notice of Privacy Practices

At Dougherty Funding LLC client trust is important to us. The safeguard and respect of your financial and personal information is taken seriously. In order to maintain that trust, we pledge to protect your privacy by striving to adhere to the practices outlined below.

What type of information do we collect?
In order to provide quality service and financial products, Dougherty Funding collects nonpublic personal information about you from the following sources:

  • Data we receive from you on applications or other forms, whether in writing, electronic transmission or Internet transmission, such as your income, net worth, social security numbers and address.
  • Information such as creditworthiness and credit history we receive from credit bureaus or consumer-reporting agencies, or loan information related to previous banking relationships.
  • Data from other outside sources relating to their relationship with you or that verifies representations made by you.

Restrictions on the Disclosure of Personal Information:
There may be times your personal information will be provided to our affiliates or bank participants as is needed to conduct our business. For example, it may be provided: 1) to enable us to receive services related to compliance matters; 2) to fulfill covenant requirements to provide such information per the loan documents; 3) as required by law We do not disclose nonpublic personal information about you to nonaffiliated third parties except as permitted by law. We do not provide any other businesses with information specific to accounts maintained at Dougherty Funding for the purpose of marketing or business leads. We do not provide current or former customer names and financial information to any outside firms, persons or organizations unless: 1) there is a pre┬Čexisting relationship you have established (i.e. power of attorney, or other similar items); 2) you have provided authority for us to do so, or; 3) we have a legal or regulatory obligation to provide such information.

The confidentiality, security and integrity of your information:
Personal information is protected in various manners. All employees are subject to a policy regarding client confidentiality. Employees who violate our Privacy Policy are subject to disciplinary process. In addition, our internal computer systems are secured through encryption technology, passwords, and physical safeguards. We strive to maintain the confidentiality of your account and all other personal information.

Please feel free to contact us if you have any questions about our Privacy Practices.