Dougherty Funding LLC Innovative Financial Solutions Nationwide

Notice of Privacy Practices

At Dougherty Funding, LLC client trust is important to us. The safeguard and respect of your financial and personal information is taken very seriously. In order to maintain that trust, we pledge to protect your privacy by striving to adhere to the policy outlined below.

What type of information do we collect?

In order to provide quality service, Dougherty Funding LLC collects public and nonpublic personal information. The information we obtain is limited but may come to us through the following sources:

  • Data we receive from you for applications or other forms, whether in writing or electronic transmission. This data could include, but is not limited to: your income, net worth, social security number(s), and address.
  • Information such as credit worthiness and credit history we receive from credit bureaus or consumer reporting agencies, or loan information related to previous banking relationships.
  • Data from other outside sources relating to their relationship with you that verifies representations made by you.

Restrictions on the Disclosure of Personal Information

There may be times when such information is provided to our affiliates to enable us to receive services such as accounting, legal and compliance matters. We do not disclose nonpublic personal information about you to nonaffiliated third parties except as permitted by law. It is our policy to not provide any non-affiliated businesses with any information specific to our clients of, Dougherty Funding, LLC for the purpose of marketing or business leads.

It is our policy that we do not provide current or former customer names and account information to any outside firms, person or organizations unless: 1) there is a preexisting relationship you have established (i.e. attorney, accountant); 2) you have provided authority for us to do so; 3) we have a legal or regulatory obligation to provide such information.

Sharing with Affiliates for Marketing

We may share information with our affiliates for their marketing servicing to you. This is defined as companies related by common ownership and control. They can be financial and nonfinancial companies. As an example, this includes Dougherty Insurance Agency, LLC, Dougherty Wealth Advisors, LLC and Dougherty & Company LLC. Federal law gives you the right to limit our affiliates from using your information to market to you.

To Limit our Sharing

To limit our sharing, send an email to optoutdf@doughertymarkets.com or write us at Dougherty Funding LLC, Attention: Privacy, 90 South 7th Street, Suite 4300, Minneapolis, MN 55402. Indicate what you wish to opt out of.

Questions? Call 1-800-328-4000 or go to http://www.doughertymarkets.com

The Confidentiality, Security, and Integrity of your Information

Personal information is protected in various manners. All employees are subject to a policy regarding client confidentiality. Employees who violate our Privacy Policy are subject to disciplinary process. In addition, our internal systems are secured through encryption technology, passwords, and physical safeguards. We strive to maintain the confidentiality of all personal information.

Please feel free to contact us if you have any questions about our Privacy Practices.